Transparency in our compliance audit process and regulatory adherence.
We are committed to maintaining the highest standards of compliance and regulatory adherence. Below is the status of our annual compliance audits.
| Sr. No | Financial Year | Compliance Audit Status | Remarks, if any |
|---|---|---|---|
| 1 | 2024-25 | Conducted | The Principal Officer and team members involved in providing investment advice have generally met the required qualifications and certifications, with a few exceptions in specific cases. |
| 2 | 2023-24 | Conducted | The Principal Officer and team members involved in providing investment advice have generally met the required qualifications and certifications, with a few exceptions in specific cases. |
| 3 | 2022-23 | Conducted | The Principal Officer and team members involved in providing investment advice have generally met the required qualifications and certifications, with a few exceptions in specific cases. |
| 4 | 2021-22 | Conducted | The Principal Officer and team members involved in providing investment advice have generally met the required qualifications and certifications, with a few exceptions in specific cases. |