Compliance Regulations

SEBI-compliant investment advisory with transparent governance and grievance redressal.

At iVentures Capital, we are committed to maintaining the highest standards of regulatory compliance and transparency. Our operations adhere strictly to SEBI guidelines and industry best practices to ensure responsible and ethical investment advisory services.

1. Investor Charter

The SEBI Investor Charter is a comprehensive framework introduced by the Securities and Exchange Board of India (SEBI) in 2021 to protect the interests of investors in the Indian securities market. Its primary goal is to promote transparency, enhance financial literacy, and ensure that investors are treated fairly by market intermediaries.

The charter is designed to be a one-stop reference guide for investors, clearly outlining what they can expect from the market and what is expected of them.

Key components of the SEBI Investor Charter

1. Vision and Mission

Vision: To protect the interests of investors by enabling them to understand the risks involved and invest in a fair, transparent, and secure market, and to receive services in a timely and efficient manner.

Mission: To streamline investment procedures, ensure fair and equitable treatment, ensure intermediaries adhere to grievance redressal mechanisms, and provide alternative dispute resolution options.

2. Rights of Investors

The charter explicitly guarantees certain rights to investors, including the right to:

  • Receive fair and equitable treatment from all market entities.
  • Get quality services from SEBI-registered intermediaries (like stockbrokers, mutual funds, investment advisors, etc.).
  • Expect the timely redressal of investor grievances filed through the SEBI Complaints Redress System (SCORES) or the Online Dispute Resolution (SMART ODR) platform.
  • Exit from a financial product or service at fair and reasonable terms.

For more information, download the charter to read more.

2. Investor Complaints

Sr. No FY 2021-22 FY 2022-23 FY 2023-24 FY 2024-25 FY 2025-26
Month Complaints Month Complaints Month Complaints Month Complaints Month Complaints
1April0April0April0April0April0
2May0May0May0May0May0
3June0June0June0June0June0
4July0July0July0July0July0
5Aug0Aug0Aug0Aug0Aug0
6Sept0Sept0Sept0Sept0Sept0
7Oct0Oct0Oct0Oct0Oct0
8Nov0Nov0Nov0Nov0Nov0
9Dec0Dec0Dec0Dec0Dec0
10Jan0Jan0Jan0Jan0Jan0
11Feb0Feb0Feb0Feb0Feb0
12March0March0March0March0March0

3. Annual Compliance Audit Reports

Sr. No Financial Year Compliance Audit Status Remarks, if any
1 2025-26 Conducted The Principal Officer and team members involved in providing investment advice have generally met the required qualifications and certifications, with a few exceptions in specific cases.
2 2024-25 Conducted The Principal Officer and team members involved in providing investment advice have generally met the required qualifications and certifications, with a few exceptions in specific cases.
3 2023-24 Conducted The Principal Officer and team members involved in providing investment advice have generally met the required qualifications and certifications, with a few exceptions in specific cases.
4 2022-23 Conducted The Principal Officer and team members involved in providing investment advice have generally met the required qualifications and certifications, with a few exceptions in specific cases.
5 2021-22 Conducted The Principal Officer and team members involved in providing investment advice have generally met the required qualifications and certifications, with a few exceptions in specific cases.

4. Grievance Redressal

Designation Contact Person Correspondence Address Contact No. and Email ID Working hours
Principal Officer Krishna Makhariya 12A & 12B, Ground Floor, Vipul Agora, MG Road, Gurugram, 122022 9999985113
ria@iventures.in		 09:30 am to 6:30 pm
Compliance Officer Nitin Jindal 12A & 12B, Ground Floor, Vipul Agora, MG Road, Gurugram, 122022 9818515141
nitin.jindal@iventures.in		 09:30 am to 6:30 pm

5. Contact for Investor Grievance

nitin.jindal@iventures.in

6. Lodge Complaint Online (SCORES)

If you are not satisfied with the resolution provided, you can lodge your complaint online at https://scores.sebi.gov.in

Filing complaint on SCORES – Easy & quick

Benefits:

7. Online Dispute Resolution (ODR) Portal

A common Online Dispute Resolution Portal ("ODR Portal") which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has also been established. If you are not satisfied with the resolution provided, you can access ODR Portal at https://smartodr.in/